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  • PART I ADMINISTRATION OF THE GOVERNMENT
  • TITLE XV REGULATION OF TRADE
  • CHAPTER 106 UNIFORM COMMERCIAL CODE
  • ARTICLE 8 INVESTMENT SECURITIES

Section 8-101 - Short Title

Section 8-102 - Definitions

Section 8-103 - Rules for Determining Whether Certain Obligations and Interests are Securities or Financial Assets

Section 8-104 - Acquisition of Security or Financial Asset or Interest Therein

Section 8-105 - Notice of Adverse Claim

Section 8-106 - Control

Section 8-107 - Whether Indorsement, Instruction, or Entitlement Order is Effective

Section 8-108 - Warranties in Direct Holding

Section 8-109 - Warranties in Indirect Holding

Section 8-110 - Applicability; Choice of Law

Section 8-111 - Clearing Corporation Rules

Section 8-112 - Creditor’s Legal Process

Section 8-113 - Statute of Frauds Inapplicable

Section 8-114 - Evidentiary Rules Concerning Certificated Securities

Section 8-115 - Securities Intermediary and Others Not Liable to Adverse Claimant

Section 8-116 - Securities Intermediary as Purchaser for Value

Section 8-201 - Issuer

Section 8-202 - Issuer’s Responsibility and Defenses; Notice of Defect or Defense

Section 8-203 - Staleness as Notice of Defect or Defense

Section 8-204 - Effect of Issuer’s Restriction on Transfer

Section 8-205 - Effect of Unauthorized Signature on Security Certificate

Section 8-206 - Completion or Alteration of Security Certificate

Section 8-207 - Rights and Duties of Issuer with Respect to Registered Owners

Section 8-208 - Effect of Signature of Authenticating Trustee, Registrar, or Transfer Agent

Section 8-209 - Issuer’s Lien

Section 8-210 - Overissue

Section 8-301 - Delivery

Section 8-302 - Rights of Purchaser

Section 8-303 - Protected Purchaser

Section 8-304 - Indorsement

Section 8-305 - Instruction

Section 8-306 - Effect of Guaranteeing Signature, Indorsement, or Instruction

Section 8-307 - Purchaser’s Right to Requisites for Registration of Transfer

Section 8-401 - Duty of Issuer to Register Transfer

Section 8-402 - Assurance that Indorsement or Instruction is Effective

Section 8-403 - Demand that Issuer Not Register Transfer

Section 8-404 - Wrongful Registration

Section 8-405 - Replacement of Lost, Destroyed, or Wrongfully Taken Security Certificate

Section 8-406 - Obligation to Notify Issuer of Lost, Destroyed, or Wrongfully Taken Security Certificate

Section 8-407 - Authenticating Trustee, Transfer Agent, and Registrar

Section 8-501 - Securities Account; Acquisition of Security Entitlement from Securities Intermediary

Section 8-502 - Assertion of Adverse Claim Against Entitlement Holder

Section 8-503 - Property Interest of Entitlement Holder in Financial Asset Held by Securities Intermediary

Section 8-504 - Duty of Securities Intermediary to Maintain Financial Asset

Section 8-505 - Duty of Securities Intermediary with Respect to Payments and Distributions

Section 8-506 - Duty of Securities Intermediary to Exercise Rights as Directed by Entitlement Holder

Section 8-507 - Duty of Securities Intermediary to Comply with Entitlement Order

Section 8-508 - Duty of Securities Intermediary to Change Entitlement Holder’s Position to Other Form of Security Holding

Section 8-509 - Specification of Duties of Securities Intermediary by Other Statute or Regulation; Manner of Performance of Duties of Securities Intermediary and Exercise of Rights of Entitlement Holder

Section 8-510 - Rights of Purchaser of Security Entitlement from Entitlement Holder

Section 8-511 - Priority Among Security Interests and Entitlement Holders