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  • PART I ADMINISTRATION OF THE GOVERNMENT
  • TITLE XV REGULATION OF TRADE
  • CHAPTER 110A UNIFORM SECURITIES ACT

Section 101 - Sales and Purchases

Section 102 - Advisory Activities

Section 201 - Registration Requirement

Section 202 - Registration Procedure

Section 203 - Post-Registration Provisions

Section 203A - Document disclosing material facts

Section 204 - Denial, Revocation, Suspension, Cancellation, and Withdrawal of Registration

Section 301 - Registration Requirement

Section 302 - Registration by Coordination

Section 303 - Registration by Qualification

Section 304 - Provisions Applicable to Registration Generally

Section 305 - Denial, Suspension, and Revocation of Registration

Section 306 - Federal covered securities

Section 401 - Definitions

Section 402 - Exemptions

Section 403 - Filing of Sales and Advertising Literature

Section 404 - Misleading Filings

Section 405 - Unlawful Representations Concerning Registration or Exemption

Section 406 - Administration of Chapter

Section 407 - Investigations and Subpoenas

Section 407A - Violations; Cease and Desist Orders; Costs

Section 408 - Injunctions

Section 409 - Criminal Penalties

Section 410 - Civil Liabilities

Section 411 - Judicial Review of Orders

Section 412 - Rules, Forms, Orders, and Hearings

Section 413 - Administrative Files and Opinions

Section 414 - Scope of the Act and Service of Process

Section 415 - Statutory Policy

Section 416 - Short Title

Section 417 - Severability of Provisions