An Act limiting certain conflicts of interest for investment advisors and brokers
By Mr. Stanley of Waltham, a petition (accompanied by bill, House, No. 3248) of Thomas M. Stanley and John J. Lawn, Jr., for legislation to prohibit certain conflicts of interest involving investment advisors or brokers. Financial Services.
Bill History
| Date | Branch | Action |
|---|---|---|
| 1/20/2015 | House | Referred to the committee on Financial Services |
| 1/20/2015 | Senate | Senate concurred |
| 11/16/2015 | Joint | Hearing rescheduled to 11/23/2015 from 11:00 AM-03:00 PM in A-2 |
| 3/28/2016 | House | Accompanied a study order, see H4111 |
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