Article 8: INVESTMENT SECURITIES
- Section 8-101 Short Title
- Section 8-102 Definitions
- Section 8-103 Rules for Determining Whether Certain Obligations and Interests are Securities or Financial Assets
- Section 8-104 Acquisition of Security or Financial Asset or Interest Therein
- Section 8-105 Notice of Adverse Claim
- Section 8-106 Control
- Section 8-107 Whether Indorsement, Instruction, or Entitlement Order is Effective
- Section 8-108 Warranties in Direct Holding
- Section 8-109 Warranties in Indirect Holding
- Section 8-110 Applicability; Choice of Law
- Section 8-111 Clearing Corporation Rules
- Section 8-112 Creditor's Legal Process
- Section 8-113 Statute of Frauds Inapplicable
- Section 8-114 Evidentiary Rules Concerning Certificated Securities
- Section 8-115 Securities Intermediary and Others Not Liable to Adverse Claimant
- Section 8-116 Securities Intermediary as Purchaser for Value
- Section 8-201 Issuer
- Section 8-202 Issuer's Responsibility and Defenses; Notice of Defect or Defense
- Section 8-203 Staleness as Notice of Defect or Defense
- Section 8-204 Effect of Issuer's Restriction on Transfer
- Section 8-205 Effect of Unauthorized Signature on Security Certificate
- Section 8-206 Completion or Alteration of Security Certificate
- Section 8-207 Rights and Duties of Issuer with Respect to Registered Owners
- Section 8-208 Effect of Signature of Authenticating Trustee, Registrar, or Transfer Agent
- Section 8-209 Issuer's Lien
- Section 8-210 Overissue
- Section 8-301 Delivery
- Section 8-302 Rights of Purchaser
- Section 8-303 Protected Purchaser
- Section 8-304 Indorsement
- Section 8-305 Instruction
- Section 8-306 Effect of Guaranteeing Signature, Indorsement, or Instruction
- Section 8-307 Purchaser's Right to Requisites for Registration of Transfer
- Section 8-401 Duty of Issuer to Register Transfer
- Section 8-402 Assurance that Indorsement or Instruction is Effective
- Section 8-403 Demand that Issuer Not Register Transfer
- Section 8-404 Wrongful Registration
- Section 8-405 Replacement of Lost, Destroyed, or Wrongfully Taken Security Certificate
- Section 8-406 Obligation to Notify Issuer of Lost, Destroyed, or Wrongfully Taken Security Certificate
- Section 8-407 Authenticating Trustee, Transfer Agent, and Registrar
- Section 8-501 Securities Account; Acquisition of Security Entitlement from Securities Intermediary
- Section 8-502 Assertion of Adverse Claim Against Entitlement Holder
- Section 8-503 Property Interest of Entitlement Holder in Financial Asset Held by Securities Intermediary
- Section 8-504 Duty of Securities Intermediary to Maintain Financial Asset
- Section 8-505 Duty of Securities Intermediary with Respect to Payments and Distributions
- Section 8-506 Duty of Securities Intermediary to Exercise Rights as Directed by Entitlement Holder
- Section 8-507 Duty of Securities Intermediary to Comply with Entitlement Order
- Section 8-508 Duty of Securities Intermediary to Change Entitlement Holder's Position to Other Form of Security Holding
- Section 8-509 Specification of Duties of Securities Intermediary by Other Statute or Regulation; Manner of Performance of Duties of Securities Intermediary and Exercise of Rights of Entitlement Holder
- Section 8-510 Rights of Purchaser of Security Entitlement from Entitlement Holder
- Section 8-511 Priority Among Security Interests and Entitlement Holders