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December 28, 2024 Mist | 42°F
The 193rd General Court of the Commonwealth of Massachusetts
  1. General Laws
  2. Part I ADMINISTRATION OF THE GOVERNMENT
  3. Title XV REGULATION OF TRADE
  4. Chapter 106 UNIFORM COMMERCIAL CODE
  5. Article 8 INVESTMENT SECURITIES
  6. Section 8-407 Authenticating Trustee, Transfer Agent, and Registrar

Section 8-407

Section 8-407: Authenticating Trustee, Transfer Agent, and Registrar

Section 8–407. A person acting as authenticating trustee, transfer agent, registrar, or other agent for an issuer in the registration of a transfer of its securities, in the issue of new security certificates or uncertificated securities, or in the cancellation of surrendered security certificates has the same obligation to the holder or owner of a certificated or uncertificated security with regard to the particular functions performed as the issuer has in regard to those functions.