Chapter 110A: UNIFORM SECURITIES ACT
- Section 101 Sales and Purchases
- Section 102 Advisory Activities
- Section 201 Registration Requirement
- Section 202 Registration Procedure
- Section 203 Post–Registration Provisions
- Section 203A Document disclosing material facts
- Section 204 Denial, Revocation, Suspension, Cancellation, and Withdrawal of Registration
- Section 301 Registration Requirement
- Section 302 Registration by Coordination
- Section 303 Registration by Qualification
- Section 304 Provisions Applicable to Registration Generally
- Section 305 Denial, Suspension, and Revocation of Registration
- Section 306 Federal covered securities
- Section 401 Definitions
- Section 402 Exemptions
- Section 403 Filing of Sales and Advertising Literature
- Section 404 Misleading Filings
- Section 405 Unlawful Representations Concerning Registration or Exemption
- Section 406 Administration of Chapter
- Section 407 Investigations and Subpoenas
- Section 407A Violations; Cease and Desist Orders; Costs
- Section 408 Injunctions
- Section 409 Criminal Penalties
- Section 410 Civil Liabilities
- Section 411 Judicial Review of Orders
- Section 412 Rules, Forms, Orders, and Hearings
- Section 413 Administrative Files and Opinions
- Section 414 Scope of the Act and Service of Process
- Section 415 Statutory Policy
- Section 416 Short Title
- Section 417 Severability of Provisions